SIFMA Customer Account Transfer Section of the Operations and Technology Society RSS Feed

Lorem ipsum

Mon, 19 Mar 2007 22:24:58 GMT

Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diem nonummynibh euismod tincidunt ut lacreet dolore magna aliguam erat volutpat. Ut wisis enim ad minim veniam, quis nostrud exerci tution ullamcorper suscipit lobortis nisl ut aliquip ex ea commodo consequat. Duis te feugifacilisi.

Duis autem dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit au gue duis dolore te feugat

19-Mar-07 5:24 PM

Lorem ipsum

noemail@sifmacat.org — Mon, 19 Mar 2007 22:24:58 GMT

Panel 3 - Officers/Members

Tue, 16 Feb 2010 14:06:54 GMT

See who our Officers and Members are.

Subcommittees

Thu, 11 Feb 2010 20:45:25 GMT

Committee Mission Chairperson ACATS Cycle Review White Paper - pdf To provide timely account transfers by reducing days of the transfer cycle and extending the cutoff time for new transfer submissions. This committee is currently limited to board members only. Kristie Thompson Banking ACATS Bank Usage Matrix - xls To coordinate the introduction of Banks into ACATS. Work with the member firms to participate in ACATS with the BANKS. Grant Smith Communications To communicate Industry changes with the division members via the Communicator, Educational Dinner meetings, and the Internet. Steve Callan Liquidations Benefits of MF LIQ Process MF LIQ White Paper Discussion Support MF LIQ White Paper v3 0 To identify and develop an automated standard for selling non-transferable mutual fund assets held at the original delivering firm of an ACAT transfer. This committee is currently limited to board members only. Derek Yen Steve Callan Mutual Funds To keep abreast of...

Membership Application

Tue, 09 Feb 2010 14:37:06 GMT

Join the Customer Account Transfer Section of
SIFMA’s Operations and Technology Society!

In this historic period of reform, it is now more important than ever to stay connected and informed within our industry. I would like to invite you to join the Customer Account Transfer Section today to take advantage of all the benefits membership has to offer.

The Customer Account Transfer Section was founded in 1981 as a forum for like-minded industry participants to communicate about issues that impact their daily professional lives. Our legacy of service and value to the professional community is rooted in our years of service to our members. Today, our Society boasts hundreds of members.

Professionals from all across our industry have joined the Customer Account Transfer Section to take advantage of the benefits of membership, which include:

Peer-to-Peer Networking
Conferences and Events
Educational Seminars
Listing in our Online Directory
Newsletters Covering Current Events in the Industry
Information Sharing Through Committee Participation

Change IS coming. Join the Customer Account Transfer Section today to stay connected and informed as financial regulatory reform sweeps the globe.

Sincerely,
Joe Zaets, President
Customer Account Transfer Section, Operations and Technology Society

How Do I Join?

Click Here to apply for Membership in the Customer Account Transfer Section. The application is simple and should take only a few minutes.

How Much are Dues?

Annual Membership dues are $75 for the 2010 calendar year. Payment may be made with a credit card. If that is not possible please contact SIFMA-Societies@SIFMA.org.

Officers

Tue, 26 Jan 2010 22:32:27 GMT

Governing Committee – Officers Joseph Zaets President Morgan Stanley & Co, Inc Harborside Financial Center Plz Plaza 2 - 2nd floor Jersey City, NJ 07311 (201) 830-4820 Tel (201) 369-7843 Fax Kevin McCosker Executive Vice President Pershing, LLC 300 Colonial Center Parkway Lake Mary, FL 32746 (321) 249-4310 Tel (407) 833-2547 Fax Scott J Hanson Vice President Robert W. Baird & Co. 777 East Wisconsin Ave Milwaukee, WI 53202 (414) 298-7459 Tel (414) 298-1750 Fax Leesa Nobel Secretary Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, FL 33716 (727) 567-3183 Tel (727) 567-8940 Fax Dianne M. Tilley Assistant Secretary CitiGroup Global Markets 700 Red Brook Blvd Owings Mills, MD 21117 (410) 559-0670 Tel (443-703-5698) Fax Leeanne Calciano Treasurer JP Morgan Clearing Corp (Bear Stearns Securities Corp) One MetroTech Center N Brooklyn, NY 11201 (347) 643-1920 Tel (973) 463-5006 Fax Scott Brady Assistant Treasurer Merrill Lynch, Pierce,...

Mission and history

Thu, 14 Jan 2010 19:05:56 GMT

The Customer Account Transfer (CAT) Section of the Operations and Technology Society is an organization whose goal is to provide clients with efficient and timely account transfers within the financial community. Learn more.

Visit SIFMA's Career Center to find qualified financial services candidates.

Panel 4 - Become a Member

Thu, 14 Jan 2010 18:25:07 GMT

Membership in Customer Account Transfer Section of the Operations and Technology Society will provide your firm with a cost effective method for staying current with state-of-the-art Customer Account Transfer Society practices.

Learn more ...

Membership Application

Benefits of Membership

Wed, 13 Jan 2010 23:26:10 GMT

The Officers of the Customer Account Transfer (CAT) Society would like to extend this opportunity to enroll your firm in our 2009 MEMBERSHIP. We are a Society of the Securities Industry and Financial Markets Association (SIFMA) and work closely with Financial Industry Regulatory Authority (FINRA) and the Depository Trust & Clearing Corporation (DTCC). The CAT Society is working with the Industry on numerous issues and initiatives. Some of these initiatives are: Adding additional asset detail to ACATS to assist in the transfer of Foreign assets Enhancements to DTCC’s Cost Basis Reporting System (CBRS) Increasing Bank participation in ACATS Potential enhancements to the Liquidation process Adding Mutual Fund companies as ACATS participants The CAT Society will also address any new issues that may arise throughout the year. Membership in the Society entitles enrolled individuals to the following: Access to the CAT Society website that includes the ACATS Contact...

NSCC Rule 50 Section 17

Tue, 12 Feb 2008 00:17:41 GMT

NSCC Rule 50 Section 17

Tue, 12 Feb 2008 00:11:22 GMT

NSCC Rule 50 Section 17

Rule 50 Section 17

Mon, 11 Feb 2008 23:45:53 GMT

Rule 50 Section 17

Lorem ipsum survey

noemail@sifmacat.org — Mon, 19 Mar 2007 22:24:58 GMT

Objectives:

Ut wisi enim ad minim veniam, quis nostrud exerci taion ullamcorper suscipit lobortis nisl ut aliquip ex en commodo consequat. Duis te feugifacilisi per suscipit lobortis nisl ut aliquip ex en commodo consequat.Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diem nonummy nibh euismod tincidunt ut lacreet dolore magna aliguam erat volutpat.

Ut wisis enim ad minim veniam, quis nostrud exerci

Release Date: 19-Mar-07 5:24 PM
Expiration Date: 19-Jun-07 5:24 PM

Ut wisis enim ad minim veniam, quis nostrud exerci

Lorem ipsum

2007-03-19T22:24:58Z

Instructor: Instructor

Lorem ipsum

SIFMA Customer Account Transfer Section of the Operations and Technology Society RSS Feed

Lorem ipsum

Lorem ipsum

Panel 3 - Officers/Members

Subcommittees

Membership Application

Join the Customer Account Transfer Section of SIFMA’s Operations and Technology Society!

Officers

Mission and history

Panel 4 - Become a Member

Benefits of Membership

NSCC Rule 50 Section 17

NSCC Rule 50 Section 17

Rule 50 Section 17

Lorem ipsum survey

Lorem ipsum

Join the Customer Account Transfer Section of
SIFMA’s Operations and Technology Society!